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Found 51 jobs
    • Luxembourg
    • Negotiable
    • Posted about 4 hours ago

    A multinational financial services provider is seeking an Anti-Money Laundering Officer to play a key role in the first line of defence. Our client provides premier asset, custody, payments, and treasury services for financial and other institutional investors around the globe. Key Responsibiliti...

    • Hong Kong
    • HK$720000 - HK$960000 per annum
    • Posted 1 day ago

    Responsibilities: Provide advisory services on AML/CFT matters to internal stakeholders Review Policies and Processes Manuals updated by other business and non-business divisions or functions related to AML/CFT procedures Design and deliver AML/CFT training to all staff Handle any ad-hoc tasks as...

    • Hong Kong
    • HK$500000 - HK$1000000 per annum
    • Posted 6 days ago

    Responsibilities: Review and update compliance policies and procedures Drive and manage compliance related projects Act as a subject matter expert on relevant regulations and policies Advise management and employees on compliance matters and keep informed about regulatory developments Provide adv...

    • Munich
    • €50000 - €80000 per annum
    • Posted 6 days ago

    A major finance leasing provider are currently setting up a new KYC team to assist with onboarding. The role will allow you to become a key member of how this KYC team operates and will require someone who is a problem solver to help with the implementation. A KYC Expert will: Relevant examinatio...

    • Munich
    • €70000 - €90000 per annum
    • Posted 6 days ago

    One of Europe's largest banking groups are looking for a Data Protection Correspondent to become a key figure within their data protection team. The role will sit within one of their Munich entities but will cover the data protection needs for several of their entities across Germany. As a Data P...

    • Hong Kong
    • Negotiable
    • Posted 7 days ago

    Job description: Assist in the creation and maintenance of investment funds documentation database; Manage fellow compliance managers and work side to side with compliance consultants to support the SFC licensing, monitoring, and other regulatory documents; Prepare basic corporate and/or legal do...

    • Hong Kong
    • HK$45000 - HK$55000 per month
    • Posted 7 days ago

    Job responsibilities: Review and evaluate company procedures and reports to formulate/update company policies and regulations Support the identification, evaluation and mitigation of risk within the company Assist in any ad hoc tasks as assigned Requirements Job Requirements: 6+ years experience ...

    • Hong Kong
    • Negotiable
    • Posted 8 days ago

    Responsibilities: Advisory on structured transactions, FX derivatives transactions and other transactions including derivatives linked securitization and bond transaction Negotiation and management of secured financing agreements from a hedging perspective Ensure compliant and legality of related...

    • Hong Kong
    • Negotiable
    • Posted 8 days ago

    Responsibilities: Facilitate and monitor compliance with the firm's code of conduct and compliance policies including personal trading, gifting and AML Review employee disclosure and personal account dealings to identify suspicious incidents and escalate accordingly Assist with licensing and regi...

    • Hong Kong
    • Negotiable
    • Posted 8 days ago

    Job Responsibility: Advise on a full range of compliance function (SFC 1,4,9)to ensure full compliance with regulatory requirements include UCITS/HK authorized fund/Cayman fund Advising business for fund set up and fund documentation Handle KYC and AML related matters for asset management busines...

    • Luxembourg
    • Negotiable
    • Posted 9 days ago

    A multinational Investment Manager is seeking an MLRO/RC to drive a strong compliance ethic across Luxembourg and Europe. You will be in charge of providing clear advice to the board of directors and line of business for all AML/CTF regulations and queries. As an MLRO/RC you will be playing a cru...

    • Hong Kong
    • Negotiable
    • Posted 9 days ago

    Job Responsibilities: Develop, monitor and review compliance management system to ensure proper keeping of all legal documents and operation compliance. Formulate, review and update company compliance policy, guideline and procedure manual to ensure compliance of regulatory requirements. Prepare ...

    • Amsterdam
    • Negotiable
    • Posted 13 days ago

    An established third party marketer headquartered in London is seeking an experienced Compliance professional to project manage the establishment of the entity in Amsterdam. You will be making sure that the entity is achieving the required regulatory permissions from the AFM, and managing the com...

    • Luxembourg
    • Negotiable
    • Posted 16 days ago

    A global leading FinTech mobile and online payment platform is seeking an enthusiastic EMEA AML Officer to work closely with the location MLRO's. You will play a key role in business initiatives in an ever-changing and fast paced environment. Key Responsibilities: Support MLRO's across Europe in ...

    • Luxembourg
    • Negotiable
    • Posted 17 days ago

    A leading European ManCo is seeking a Chief Compliance Officer to provide oversight of all compliance regulations throughout Luxembourg and Europe. If you are seeking an opportunity to manage a great team of compliance professionals, in a growing environment, please do not hesitate to look furthe...

    • Hong Kong
    • Negotiable
    • Posted 21 days ago

    Job Description Establish a compliance assurance and governance program to effectively manage regulatory & licensing, AML/Sanctions and privacy risks; Contribute to the development and enhancement of the risk assessment methodology; Conduct compliance reviews, monitor the progress of issues, and ...

    • Luxembourg
    • Negotiable
    • Posted 21 days ago

    A well-established multinational asset manager is seeking a driven compliance officer to take on a managerial role within the compliance department. Your tasks would vary greatly as you will play an important role in supporting the Financial Crime, Compliance, and Legal matters in their Luxembour...

    • Singapore
    • Negotiable
    • Posted 22 days ago

    Responsibilities for this AML Officer - Banking and Finance role Ensure all the documentations are in line with the KYC and AML regulations Support the Corporate clients on all KYC and AML related processes Conduct periodic reviews on existing clients Liaise with new and existing clients on all A...

    • Hong Kong
    • HK$1200000 - HK$1200001 per annum
    • Posted 22 days ago

    Job duties Daily monitoring of funds and accounts to ensure that their investment policies, guidelines and restrictions are followed Identify research and escalate potential compliance violations and trade oversight cases directly Recommend alternatives for resolution and follow up with portfolio...

    • Hong Kong
    • Negotiable
    • Posted 27 days ago

    Job responsibilities: Provide advise on the enhancement of sanctions controls and support all sanctions related matters Provide sanctions compliance trainings to business units Handle ad hoc projects as assigned Job Requirements: Degree or above in Business Administration, Finance, Economics, Pub...

    • Hong Kong
    • Negotiable
    • Posted 27 days ago

    Job responsibilities: Formulate and execute the Bank's Financial Crime Compliance Provide FCC advise to internal staff Coordinate and manage FCC related projects Undertake risk assessment on the Bank's products and work-flows Job requirements: Degree or above in Law, Risk Management, Business Adm...

    • Hong Kong
    • Negotiable
    • Posted 29 days ago

    Specific Responsibilities The negotiation and management of secured financing agreements from a hedging perspective (primarily LMA and bespoke SFA intercreditor terms), derivatives master agreements (e.g. ISDA, CSA) and non-disclosure agreements in accordance with Company's Group and local polici...

    • Amsterdam
    • Negotiable
    • Posted about 1 month ago

    One of the finest English Investment Bank who have recently established a European HQ in Amsterdam is seeking a VP Legal Counsel to provide oversight on all Legal procedures and frameworks across the Dutch entity and its 6 branches. You will have the opportunity to work on a European platform, an...

    • Hong Kong
    • HK$600000 - HK$720000 per annum
    • Posted about 1 month ago

    Job Responsibilities Handle regulatory enquires & inspections and general compliance matters Prepare regular and ad-hoc compliance reports Develop, maintain and implement compliance plans, manuals, policies and procedures Conduct gap analysis to assess the Bank's compliance with regulatory requir...

    • Hong Kong
    • HK$60000 - HK$70000 per month
    • Posted about 1 month ago

    Job Description: Assist in reviewing new product proposals, policies and procedures Provide advise to different departments on Compliance and regulatory related matters Review product documents and marketing materials of different departments Disseminate Circular and Guidelines from regulators Jo...

    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    Job Responsibilities: Serve as the primary contact with relevant business regulators. Provide prompt and practical regulatory and legal advice in support of the business. Manage regulatory filings and notifications, including the authorization and licensing of relevant Company legal entities and ...

    • Utrecht
    • Negotiable
    • Posted about 1 month ago

    A well-established multinational bank is seeking a Senior Compliance Officer to join its extremely collaborative, ambitious, and international compliance team. The role is focused on the Financial Markets, where you will be required to provide advise regarding the company's daily activities in th...

    • Hong Kong
    • HK$850000 - HK$1100000 per annum
    • Posted about 1 month ago

    Key Responsibilities: Perform Control Room functions to handle research and conflict clearance and to maintain Control Room-related policies and procedures Support IBD and Research compliance advisory work Coordinate with IBD and other private-side businesses regarding deal announcements, advise ...

    • Hong Kong
    • HK$800000 - HK$1500000 per annum
    • Posted about 1 month ago

    Key Responsibilities: As the leader of the regulatory compliance to lead the team on development of local and cross-border regulations. Establish and improve company compliance Management system including maintenance, design internal control and reporting measures. Maintain the daily working rela...

    • London
    • Negotiable
    • Posted about 1 month ago

    Key responsibilities of the Position: Responsible for managing a portfolio of Project Finance loan transactions within Infrastructure. Reporting on the data for the portfolio Working to review and analyse the the construction, technical and operational reports. Completing the due diligence and ad...

    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    Job Description Support HR team on international employment issues across Asia Pacific, Europe, United Kingdom, United States and Latin America; Work with litigation team as required in employment-related contentious matters; Assist investment legal team as required on employment issues in M&As; ...

    • Amsterdam
    • Negotiable
    • Posted about 1 month ago

    A leading multinational market maker that provides liquidity to financial markets, trading a wide range of products, from listed derivatives to bond and cash equities, is now seeking a compliance officer with a strong focus on market surveillance. Key Responsibilities: Focusing primarily on marke...

    • Frankfurt am Main
    • €120000 - €160000 per annum
    • Posted about 1 month ago

    An international corperate banking group with offices across the APAC region and Europe have set-up a Frankfurt office and are looking for someone to join as their Head of Compliance. As the Head of Compliance you will: Oversee all regulatory and AML activities for the bank Draft new policies kee...

    • Luxembourg
    • Negotiable
    • Posted about 1 month ago

    A global established commercial and investment bank is seeking a driven and motivated compliance officer. You would work closely with the Head of Compliance and have a massive hands-on experience, which gives you the ability to broaden your compliance knowledge. Key Responsibilities: Update the c...

    • Berlin
    • Negotiable
    • Posted about 1 month ago

    A leading German based FinTech company looking to develop and expand Internationally is seeking a motivated and driven Compliance Officer. You will be responsible for supporting, implementing, and maintaining a comprehensive control and monitoring framework in the Dutch Market. Position is based ...

    • Hong Kong
    • HK$1200000 - HK$1500000 per annum
    • Posted about 2 months ago

    Job Responsibilities Handle all compliance-related issues with the regulators on compliance of the company and it's staff Monitoring and reviewing documents from compliance perspective Take the role as Manager-in-Charge Monitor internal control policies and provide training to ensure compliance o...

    • Amsterdam
    • €50000 - €75000 per annum
    • Posted about 2 months ago

    Financial Crime Associate Are you ready to kick off your career in one of the Europe's most established financial institutions? Do you have a strong interest in Financial Crime? Our client, a longstanding European FS institution are currently seeking to develop their Financial Crime department in...

    • Shanghai
    • Negotiable
    • Posted about 2 months ago

    Responsibilities: Conduct research and reporting on potential compliance issues alongside the Chief Legal Counsel Ensure the business is up to date with the most recent developments of any changing legal frameworks across the Asia Pacific region Contribute to exciting project based legal work for...

    • Berlin
    • €70000 - €100000 per annum
    • Posted about 2 months ago

    An exciting new FinTech, expected to be the next big name in the Online Trading market are building out their compliance functions and are looking for experienced professionals in the following areas: Anti-Money Laundering WpHG/MaRisk Data Protection The HQ is based in Berlin but the role has pot...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    Bachelor's Degree or above At least 8+ years relevant working experience in compliance or big four audit firms Good knowledge of SFC regulations, guidelines and market practices Responsible, hardworking and well-organized Good command of both written and spoken English and Chinese including fluen...

    • Hamburg
    • €55000 - €75000 per month
    • Posted about 2 months ago

    This is your chance to work with one of the most successful consumer banking organizations in Germany! They're currently looking for a Product Manager to fill in their KYC department. If this sounds like something you're looking for, this is definitely the right next step for you to take in your ...

    • Hong Kong
    • HK$360000 - HK$600000 per annum
    • Posted about 2 months ago

    Responsibilities Manage your own portfolio of clients regulated by SFC and SEC Setting up of compliance infrastructure and compliance manuals to clients Manage regulatory filing and reporting schedules Provide ad hoc regulatory advice and creative solutions Qualifications Proven experience in a c...

    • Amsterdam
    • Negotiable
    • Posted about 2 months ago

    One of the finest English Investment Bank who have recently established a European HQ in Amsterdam is seeking a VP Financial Crime Officer to lead and provide a European oversight on all Financial Crime procedures and frameworks across 6 branches. You will have the opportunity to work on a Europe...

    • Hong Kong
    • HK$1200000 - HK$1740000 per annum
    • Posted about 2 months ago

    Reporting directly to the department Head Lead the team to oversee the AML/CFT/Sanctions compliance team (5-6) To advise on AML/CFT/Sanctions related policies, guidelines, and/or operational manuals of the Bank Group Members To develop and promote risk-based monitoring tools/systems on AML/CFT/Sa...

    • San Jose
    • US$180000 - US$180001 per year
    • Posted about 2 months ago

    A top Labor and Employment law firm is rapidly growing and seeking a Labor and Employment attorney to join their team in San Jose. There is an immediate need to bring on an attorney, and this is a wonderful opportunity to join a growing company. Responsibilities: Litigating labor and employment c...

    • San Francisco
    • US$180000 - US$180001 per year
    • Posted about 2 months ago

    A top Labor and Employment law firm is rapidly growing and seeking a Labor and Employment attorney to join their team in San Francisco or San Jose. There is an immediate need to bring on an attorney in either area, and this is a wonderful opportunity to join a growing company within either area. ...

    • Frankfurt am Main
    • £80000 - £100000 per annum
    • Posted about 2 months ago

    A leader in the testing and measurement industry are currently searching for a Global Trade Compliance Manager to lead their international team. The position will be located not far from Frankfurt. As a Global Trade Compliance Manager you will: Ensure that the company's activities are compliant w...

    • Singapore
    • Negotiable
    • Posted about 2 months ago

    A leading global digital payments company is looking to hire a Company Secretarial Senior Manager to oversee a full range of company secretarial duties for various entities in the group with a primary focus in Singapore, particularly its digital bank in Singapore. We are keen to speak to qualifie...

    • Singapore
    • Negotiable
    • Posted about 2 months ago

    A leading digital payments firm is looking to hire a regulatory compliance professional with substantial global payments related experience. The person will work closely with business, operations, other legal/compliance professionals and various functional key-stakeholders, as well as externally ...

    • Singapore
    • Negotiable
    • Posted about 2 months ago

    A leading digital payments firm is looking for an MLRO to serve as the key personnel for oversight of all AML/CFT and sanctions matters in a Singapore entity. We are keen to speak to individuals possessing strong familiarity with the regulatory landscape in Singapore pertaining to AML/CFT/sanctio...

    • Singapore
    • Negotiable
    • Posted about 2 months ago

    We are looking to hire a hardworking, detail-oriented compliance professional to manage the AML system requirements within the business and oversee AML Operations. The ideal candidate will be a confident self-starter with strong interpersonal and organizational skills, who is able to exercise goo...