Legal And Compliance Jobs | Search & Apply Today

Found 32 jobs
    • Singapore
    • S$10000 - S$13000 per month + competitive benefits
    • Posted about 15 hours ago

    My client, an established Global Consulting Firm, is seeking a Senior Manager - Regulatory Compliance, to lead their compliance and regulatory practice. The ideal candidate will have extensive experience in consulting and account management, as well as a strong familiarity with banking and fina...

    • Frankfurt am Main, Hessen
    • Negotiable
    • Posted 2 days ago

    As Compliance Officer, you will: *Development of existing compliance control framework for retail *Be a subject matter expert in applicable banking regulations (CRD IV/CRR, KWG,MaRisk, MiFID II/MiFIR, WpHG, MaComp, UCITS V, AIFMD, KAGB, etc.) when interacting with internal and external stakeholde...

    • Stuttgart, Baden-Württemberg
    • €80000 - €100000 per annum
    • Posted 2 days ago

    Our client is one of the largest independent and strongest financial and insurance service providers in Germany. The cooperation is characterised by provision, diversity and solidarity. Currently seeking a Legal and Compliance Manager to work within the business of 13,00 people. This position wil...

    • Luxembourg
    • Negotiable
    • Posted 2 days ago

    Positions have recently become available for a Junior Compliance Officer position at a consultancy for financial services in Luxembourg. The organisation helps its clients build networks across borders, and advises companies who are looking to launch overseas subsidiaries, set out international ...

    • Switzerland
    • Negotiable
    • Posted 2 days ago

    Duties to include, but not limited to: Ensuring processes, systems and controls in place to comply with FINMA requirements Support with the development, implementation and management of the Group's compliance policies and procedures across all jurisdictions. Support with the development and ...

    • Hong Kong
    • Negotiable
    • Posted 3 days ago

    Our client is a top Candidate private wealth management who is looking for a Head of Client On-boarding to join their business. This candidate with be responsible in leading the client on-boarding and periodic team to support the brokerage business. Job Responsibilities Responsible for m...

    • London, England
    • Negotiable
    • Posted 3 days ago

    Responsibilities Develop and maintain compliance policies and procedure Routinely review the compliance program to ensure the firm is meeting its responsibilities Act as the primary point of contact for the entity's regulator Ensure you are keeping up-to-date with all new regulations Respo...

    • Liechtenstein
    • €80000 - €80001 per annum
    • Posted 6 days ago

    As Compliance Officer, you will: *Development of existing compliance control framework for retail *Be a subject matter expert in applicable banking regulations (CRD IV/CRR, KWG,MaRisk, MiFID II/MiFIR, WpHG, MaComp, UCITS V, AIFMD, KAGB, etc.) when interacting with internal and external stakeholde...

    • Hong Kong
    • Negotiable
    • Posted 6 days ago

    A leading international corporate services provider are looking for a senior individual to join their team in Hong Kong. You will play a key part in the operational function of the corporate services business. Responsibilities; * Overseeing a regional team across Hong Kong, China and Singapore...

    • Hong Kong
    • competitive benefits
    • Posted 6 days ago

    The ideal Legal Counsel candidate will have a proven-track record of Legal experience in Prime Brokerage and is expected to provide legal advice to senior management and business on related issues. As a senior member of the Legal team, this Legal Counsel will work closely with business, the gov...

    • Düsseldorf, Nordrhein-Westfalen
    • Negotiable
    • Posted 8 days ago

    Compliance Officer Position - Düsseldorf A global transaction banking platform is looking for a Compliance Officer to join the team in Düsseldorf, specialising in AML and Financial Crime practices. As a Compliance Officer you will report directly to the Head of Compliance and work within all asp...

    • Frankfurt am Main, Hessen
    • Negotiable
    • Posted 8 days ago

    An American financial institution with arms in investment banking, capital markets, asset management and direct investing, is looking for a Head of Compliance to join its team in Frankfurt. With over $40 billion USD in assets and offices around the world, the firm is growing its German base. As H...

    • Luxembourg
    • £50000 - £50001 per annum
    • Posted 13 days ago

    Positions have recently become available for a Junior Compliance Officer position at a boutique, fin-tech financial services organisation, based in Luxembourg with offices in Lyon. The company specialises in payments, within the domain of the EU. This is an exiting opportunity for any candidate ...

    • Frankfurt am Main, Hessen
    • Negotiable
    • Posted 13 days ago

    Role: Deputy Compliance Officer Location: Frankfurt Salary: Up to 120k An award-winning FinTech is continuing its global expansion and looking for a Deputy Compliance Officer with AML experience to join its growing team in Frankfurt. As Deputy Compliance Officer you will report into the Local H...

    • Düsseldorf, Nordrhein-Westfalen
    • €60000 - €80000 per annum
    • Posted 14 days ago

    Our Client is one of the leading global commercial banks in the world, providing excellent service values to external contacts. Currently seeking an individual who is independently driven and can communicate comfortably with internal and external parties. This position will give you the opportuni...

    • Hamburg, Germany
    • Up to £60001 per annum
    • Posted 15 days ago

    A position has recently become available for a Compliance manager at a market leading American insurer. This is an opportunity for candidates to join a dynamic, multifaceted team, operating in a forward-thinking and fast-paced environment. You will ensure the organisation's compliance with both ...

    • Berlin, Germany
    • Negotiable
    • Posted 15 days ago

    Title: Senior Compliance Manager A European Banking Group is looking for a Senior Compliance Manager in Berlin. Come join the innovative and highly motivated environment with continuous success stories as a leading provider of investment and credit products. As Senior Compliance Manager, you wi...

    • Hong Kong
    • Negotiable
    • Posted 16 days ago

    A leading international corporate services provider are looking for a senior individual to join their team in Hong Kong. You will play a key part in the operational function of the corporate services business. Responsibilities; * Overseeing a regional team across Hong Kong, China and Singapore...

    • Chicago, Illinois
    • full benefits
    • Posted 17 days ago

    A leading international firm and trusted advisor to industry leaders is in search of a Trust & Estate Associate Attorney (BigLaw) to join their legal team in Chicago. The team has created a culture based on collaboration and eager to maintain a dynamic work environment and looking to add a brigh...

    • London, England
    • + bonus / equity
    • Posted 17 days ago

    As a result of incredible growth and success, a leading and top-performing global equities asset management firm, with AUM of approximately $3bn, are hiring a Chief Operating Officer to join the flourishing asset manager. The firm is a long-only successful asset manager that has sustained strong...