- Conduct daily operation of securities, Listed and OTC derivatives, Fixed Incomes, and other Structure Products settlement
- Ensure all trade processing, clearing activities, corporate actions and other life cycle events are done in timely manner and accuracy.
- Follow up with other brokers on any settlement related issues.
- Support regulatory and compliance filings and reports. e.g CRS/FATCA/HKTR et
- Prepare daily and monthly reconciliation and management reports
- Work closely with Compliance Department to ensure all procedures in line with the Company's policies and guidelines.
- Participate in any other ad hoc projects such as UAT, system migration.
- Bachelor's Degree in Finance, Economics, Business Administration or related disciplines
- Minimum 4 years of settlement experience in securities brokerage industry
- Hands on experience for Clearstream and Euroclear
- Knowledge of securities, fixed Incomes Listed and OTC derivatives and Structure Products settlement
- Be able to work independently and willing to work overtime
- Proficiency with MS Suite, specifically Excel.
- Good command of spoken and written English and Chinese (Cantonese & Mandarin)