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As Compliance Officer, you will:
*Development of existing compliance control framework for retail
*Be a subject matter expert in applicable banking regulations (CRD IV/CRR, KWG,MaRisk, MiFID II/MiFIR, WpHG, MaComp, UCITS V, AIFMD, KAGB, etc.) when interacting with internal and external stakeholders
*Monitoring of regulatory developments in the retail environment
*Represent compliance in trading projects and working groups in the banking association
*Cross-departmental collaboration with trading, legal and risk management functions
*Ensure that the processes in retail ensure compliance with regulatory requirements; e.g. EMIR or Reporting requirements
As Compliance Officer, you should have:
*Degree in Economics, Finance, Law, Business Administration or a comparable qualification
*Professional experience in compliance, implementation of regulatory projects or in the area of trade or complex legal areas
*Knowledge of relevant local and regional regulations (CRD IV/CRR, KWG,MaRisk, MiFID II/MiFIR, WpHG, MaComp, UCITS V, AIFMD, KAGB, etc.)
*Avaloq knowledge is an advantage
*Fluent in both German and English
Senior Legal & Compliance Officer
- Location Frankfurt am Main
- Job type Permanent
- Salary Negotiable
- Discipline Compliance
- Reference PR/253791_1582650932
*Development of existing compliance control framework for retail
*Be a subject matter expert in applicable banking regulations (CRD IV/CRR, KWG,MaRisk, MiFID II/MiFIR, WpHG, MaComp, UCITS V, AIFMD, KAGB, etc.) when interacting with internal and external stakeholders
*Monitoring of regulatory developments in the retail environment
*Represent compliance in trading projects and working groups in the banking association
*Cross-departmental collaboration with trading, legal and risk management functions
*Ensure that the processes in retail ensure compliance with regulatory requirements; e.g. EMIR or Reporting requirements
As Compliance Officer, you should have:
*Degree in Economics, Finance, Law, Business Administration or a comparable qualification
*Professional experience in compliance, implementation of regulatory projects or in the area of trade or complex legal areas
*Knowledge of relevant local and regional regulations (CRD IV/CRR, KWG,MaRisk, MiFID II/MiFIR, WpHG, MaComp, UCITS V, AIFMD, KAGB, etc.)
*Avaloq knowledge is an advantage
*Fluent in both German and English