12 Month (Fixed Term Contract)
A global trading venue situated in Amsterdam is seeking an experienced senior compliance officer, to become responsible for their regulated activities across Europe, in particular the operation of the multi-lateral trading facility. Our client trade across a number of financial instruments across Europe such as cash bonds, repos, credit default swaps and interest rate swaps. If you are seeking an opportunity within a European trading venue, who are organically growing across Europe, do not hesitate to look further!
Key Responsibilities:
- Point of contact with the AFM, DND and ESMA
- Advising business and others responsible for carrying out regulated activities to comply with relevant regulatory obligations
- Directing and assisting business and others responsible for carrying out regulated activities to comply with relevant regulatory obligations
- Running compliance training sessions across Europe
- Providing compliance oversight of the systems for identifying breaches of the rulebook
- Overseeing real-time and post-trade surveillance of trading activity
- Reporting into the board of directors and working closely with the global compliance team
Profile:
- Experience in a compliance or regulatory roleKnowledge of EU financial regulations related to financial markets, trading and reporting
- Strong organizational and presentation skills
- Analytical and problem-solving skills
- Fluency in English, and Dutch is a bonus