Duties to include, but not limited to:
- Ensuring processes, systems and controls in place to comply with FINMA requirements
- Support with the development, implementation and management of the Group's compliance policies and procedures across all jurisdictions.
- Support with the development and implementation of a risk-based compliance monitoring programme.
- Support in the monitoring, interpretation, and analysis of existing and prospective regulatory requirements.
- Support compliance across all business lines.
- Review and approve financial promotions and investor communications as requested
- Support the Financial Crime Control team by leading projects to enhance the financial crime prevention framework for the group.
- Perform a number of special compliance projects and thematic reviews and sign-offs.
You must have good working knowledge of MiFID II.
Technical Skills & Qualifications
- Significant experience working within an FINMA Compliance environment
- Good understanding of investment products/markets
- Experience leading training and developing training programs across all business lines
- Desire to work in a fast-paced and dynamic environment
- Direct client exposure and strong communication skills
