Our client is a top Candidate private wealth management who is looking for a Head of Client On-boarding to join their business. This candidate with be responsible in leading the client on-boarding and periodic team to support the brokerage business.
Job Responsibilities
- Responsible for managing client on-boarding team within Operations to liaise between business and other relevant departments such as Compliance in executing new clients on-boarding and periodic reviews of existing clients
- Improve on-boarding and review process proactively
- Act as intermediary between Front Office and Back Office on any issues that has been escalated for urgent resolutions
- Liaise with internal departments regarding delivery of securities and corporate actions
- Assist in ad-hoc projects and client related matters
Job Requirements
- University degree in Finance, Business administration and other related discipline
- At least 9 years of middle office experience in wealth management
- Strong knowledge of AML and KYC regulations
- Excellent leadership skills
- Strong presentation and communication skills
- Excellent command of spoken and written English and Chinese