Job Description
- Managing Compliance mandates with the regulators
- Manage Investment Compliance for the firm using Bloomberg AIM
- Perform compliance review and risk assessment to identify gaps
- Provide regulatory updates and compliance advice on business initiatives
- Liaise with regulators on handling SFC Type 1 licensing, inquiries, and ongoing reporting requirements
Job Requirement
- A relative degree in law/accounting/finance
- Minimum 3 years of compliance experience in Financial Institutions (Ideally Asset Management)
- Strong understanding of the buy-side market, with strong regulatory knowledge (SFC)
- Extensive experience in Bloomberg AIM
- Good spoken and written ability in English and Mandarin