Director, Compliance Audit
Location: NYC
Compensation: 190-250k base
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I am currently working with a Top American Investment Bank that is looking to add an Internal Audit Director to their Core Compliance group which will sit out of their New York City office.
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Ideal candidates have 10+ years of experience within Audit and are familiar working with electronic communications surveillance, transaction banking, or financial crimes compliance. In this role, you will manage a team that will be responsible for the planning and execution of audit testing to help support and improve the firm's compliance controls.
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Responsibilities:
Manage audit engagements related to AML, sanctions, surveillance, and compliance
Review the results of risk assessments and ensure that they are compliant with regulatory requirements
Communicate audit findings with senior management and develop plans to mitigate and prevent risks
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Requirements:
10+ years of experience in internal audit, preferably in transaction banking
Experience managing a team and overseeing audit processes
Knowledge of Patriot Act Section 312, Dodd-Frank, SEC GAAP accounting, CCAR, etc. (preferred)
Strong written and verbal communication skills
Bachelor's degree in finance, accounting, or another related field
