A leading Swiss asset manager is seeking a compliance officer to join a highly motivated team of compliance professionals in Luxembourg. With around 50 billion of assets under management, our client has developed some of the best investment strategies designed for both institutional clients and third-party distributors. If you are looking to develop your UCITS & AIFM knowledge within one of the finest Asset Managers in Luxembourg - do not hesitate to look further!
Key Responsibilities:
- Providing advice on AML requirements and Luxembourg regulations
- Managing compliance and AML risk assessments, primarily, in accordance with Luxembourg requirements, including the CSSF Circular 18/698 and AML regulations
- Supporting in monitoring of the Branches
- Proactively participating in the reviewing of the KYC/AML risk tolerance and risk assessment
- Managing and update of the firm's compliance governance and policies
- Analyzing and reporting potential regulatory risks related to AML/KYC
- Actively taking part in the Compliance Monitoring Program covering the Luxembourg regulated business
- Collaborating with various business lines across Europe
Profile:
- A University degree in Law, Finance or equivalent
- 3 to 5 years' experience in a similar role
- Strong understanding of UCITS and AIFMD regulaations
- Strong understanding of Luxembourgish AML/KYC laws
- FATCA/CRS understanding
- Excellent negotiating skills
- Ability to work independently and as a team
- Fluency in English, any other language is an asset
