A leading global asset management firm is looking for a compliance analyst to join their team. The individual will be responsible for developing and implementing a compliance framework for the Singapore team. The role will report into the Senior Compliance Officer in Singapore and the Head of Compliance for APAC.
Responsibilities:
- Review/draft licensing applications, regulatory filings/notifications, short and derivatives position reports, manuals, and policies/procedures
- Track regulatory developments, assess its impact on business operations, assist with creating corresponding policies and procedures
- Provide pro-active and timely advice on relevant regulatory and firm policy requirements
- Periodically administer compliance training
- Assist with ad-hoc projects and regional compliance coverage
Requirements:
- 3+ years in asset management, securities regulator, broker, law-firm, or compliance consultant
- Thorough knowledge of Singapore securities laws (incl. SFA, CMS licensing regime and associated rules, regulations and guidelines)
- Degree from a reputable university (banking, finance or accountancy preferred)
- Excellent interpersonal and communication skills (written and oral)
- Able to work with stakeholders at all levels
- Chinese or Japanese language skills a plus
- Hedge fund experience and legal qualification a plus