Job Responsibility:
- Advise on a full range of compliance function (SFC 1,4,9)to ensure full compliance with regulatory requirements include UCITS/HK authorized fund/Cayman fund
- Advising business for fund set up and fund documentation
- Handle KYC and AML related matters for asset management business
- In-depth and comprehensive knowledge of KYC and AML, in particular onboarding entities, present AML & KYC view of cases
- Assist in establish compliance related policies and procedures
Job Requirements:
- 7+ experience in asset management, preferably in SFC regulated institutions
- Familiar with Bloomberg, MS Office applications
- Holds a degree or professional qualification in Legal, Business, Finance, Accounting or related disciplines
- Good command in written and spoken English, Cantonese and Chinese