Company Overview
A leading global financial services firm providing a wide range of corporate banking services to clients worldwide is currently seeking an analytical and detail-oriented individual with strong communication and interpersonal skill to join the Legal & Compliance team as an Assistant Vice President focused on General Compliance.
Job Requirements
- Support in managing the General Compliance functions, not limited to:
- Apprehend and comprehend with relevant laws and regulations
- Update compliance related policies, procedures, and manuals
- Monitor and analyze new regulatory and statutory requirements
- Provide compliance-related advice to relationship managers and compliance advisory support for the bank
- Develop, monitor, and conduct compliance programs as well as relevant training programs
- Conduct regular compliance testing program
- Provide support to the requests made by the HKMA and relevant regulatory bodies
- Assist/ Lead the implementation of compliance-related and any ad-hoc projects
Qualifications
- Bachelor's Degree or above in Accounting/ Finance/ Business/ Legal/ Economics or related disciplines
- 3-4 years of experience in compliance, preferably from banking compliance department
- Proficient in English and Cantonese, fluency in Mandarin would be an advantage
- Proficient in MS Office; familiarity with MS Access would be an advantage